Fintria’s Compliance
Management Platform

A single platform for all of your compliance needs

RCS 370 Version 1.2 Now Available!

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What is the Compliance Management Platform (CMP)?

Data Manager

Data Manager allows you to aggregate data from various sources and apply validation rule to iteratively improve data quality as required by the regulation.

Processing Engine

As new regulations are released, this engine will house all of the necessary logic to ensure the data is being processed according to the requirements.

Compliance Toolkit

The Compliance Toolkit is a suite of utilities that allow you to internally audit your data, create a compliance checklist to ensure nothing is missed, and generate and send the required reports to the regulator.

CMP Functional Design

Fintria Compliance Management Platform

RCS Benefits

Reduced Complexity

Reduced Complexity

One integrated global compliance reporting hub providing a single view of compliance across the firm

Scalable

Scalable

Scalable architecture that allows you to process an unlimited amount of data to meet new regulations and reporting mechanisms

Cost-Effective

Cost-Effective

Reduced total cost of ownership with an off- the-shelf solution versus building one on your own

Reduce Risk

Reduce Risk

Security, compliance and maintenance updates in one system, handling all of your regulatory needs

What are we working on?

360.9 to 370 data link
Allow you to leverage your FDIC Rule 360.9 compliance efforts to drastically reduce costs for FDIC’s new Rule 370 regulation.
Qualified Financial Contracts (QFC) Platform
Built on the top of CMP, the QFC platform allows for data ingestion, standardization, integration, and validation to ensure all requirements are met.

Don’t see the regulation you need help with above?

Our agile development team and compliance experts have a proven track record of assessing your needs and quickly building a customized regulatory solution on top of CMP.